Kenneth Bruno
Kenneth Bruno is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Haledon, NJ, with 47 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
Haledon, NJ
Get directionsHistory
Regulatory History (5)
Customer Dispute
May 2016Customer Dispute
May 2016Employment Separation After Allegations
July 1989Customer Dispute
June 1989Customer Dispute
November 1984Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
Janney Montgomery Scott INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Herzfeld & Stern INC.Broker
L. F. Rothschild, Unterberg, TowbinBroker
Lehman Brothers Kuhn Loeb IncorporatedBroker
Verrilli Altschuler Schwartz INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.