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Kenneth Bruno

Stifel, Nicolaus & Company, Incorporated
48 Years of Experience
Hackensack, NJ
5 DisclosuresBroker
View SEC Summary
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Kenneth Bruno is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Hackensack, NJ, with 48 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

433 Hackensack Avenue, 8th Floor, Hackensack, NJ, 07601

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2016
Settled
Customer Dispute
May 2016
Denied
Employment Separation After Allegations
July 1989
Customer Dispute
June 1989
Settled
Customer Dispute
November 1984
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
September 2014 - Present · 12 yrs 1 mo
Stifel, Nicolaus & Company, Incorporated
September 2014 - Present · 12 yrs 1 mo
Stifel, Nicolaus & Company, IncorporatedBroker
September 2014 - Present · 12 yrs 1 mo
Previous Registrations
Oppenheimer & CO. INC.
February 2008 - October 2014 · 6 yrs 8 mos
Oppenheimer & CO. INC.Broker
January 2008 - October 2014 · 6 yrs 9 mos
Citigroup Global Markets INC.
October 2002 - February 2008 · 5 yrs 4 mos
Citigroup Global Markets INC.Broker
July 1993 - February 2008 · 14 yrs 7 mos
Lehman Brothers INC.Broker
October 1989 - July 1993 · 3 yrs 9 mos
Janney Montgomery Scott INC.Broker
November 1987 - August 1989 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1985 - October 1987 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1985 - September 1985 · 0 mos
Herzfeld & Stern INC.Broker
January 1981 - September 1985 · 4 yrs 8 mos
L. F. Rothschild, Unterberg, TowbinBroker
June 1980 - February 1981 · 8 mos
Lehman Brothers Kuhn Loeb IncorporatedBroker
November 1979 - June 1980 · 7 mos
Verrilli Altschuler Schwartz INC.Broker
February 1978 - December 1979 · 1 yr 10 mos
State Registrations13 states
CACOCTDCFLILNCNHNJNYOKPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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