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Daryl Eckman

Eckman Wealth Management, LLC
39 Years of Experience
Phoenix, AZ
4 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Daryl Eckman is a registered investment advisor at Eckman Wealth Management, LLC, based in Phoenix, AZ, with 39 years of industry experience. Daryl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 287 clients with $74M in assets under management.

Eckman Wealth Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
287 clients
Average Client Portfolio
$258K average
Assets Under Management
$73.9M

Fee Structure

Minimum Investment:$100K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.35%
$1M+1.15%

Fees are negotiable in some limited circumstances. Household accounts may be aggregated to determine the applicable fee rate.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Phoenix, AZ

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
December 2015
Final
Regulatory
February 2015
Final
Employment Separation After Allegations
January 2012
Customer Dispute
November 1999
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Daryl is the President of Eckman Wealth Management, an RIA, spending about 10-20% of his time on RIA activities. He also sells fixed insurance products, including life and health insurance, dedicating minimal time to this activity, and is a landlord for farmland, also dedicating minimal time.

Employment History
Current Registrations
Eckman Wealth Management, LLC
February 2012 - Present · 14 yrs 8 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
February 2012 - November 2024 · 12 yrs 9 mos
First Financial Equity Corporation
June 2007 - January 2012 · 4 yrs 7 mos
First Financial Equity CorporationBroker
May 2007 - January 2012 · 4 yrs 8 mos
UBS Financial Services INC.
September 2006 - June 2007 · 9 mos
UBS Financial Services INC.Broker
August 2006 - June 2007 · 10 mos
Piper Jaffray & CO.Broker
October 2000 - August 2006 · 5 yrs 10 mos
Prudential Securities IncorporatedBroker
August 1989 - October 2000 · 11 yrs 2 mos
Thomson Mckinnon Securities INC.Broker
February 1987 - August 1989 · 2 yrs 6 mos
State Registrations6 states
AZCACOKSMOTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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