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Marc Baquerizo
38 Years of Experience
Raleigh, NC
1 DisclosureBroker
Marc Baquerizo is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Raleigh, NC, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
8398 Six Forks Road, Suite 204, Raleigh, NC, 27615
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 1996Settled
Other Business Activities
Marc is the owner, independent contractor, and president of Wealth Management Financial Group. He dedicates about half of his time to this role.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.
June 2005 - Present · 20 yrs 11 mos
Raymond James Financial Services, INC.Broker
June 2005 - Present · 20 yrs 11 mos
Previous Registrations
Raymond James Financial Services
January 2006 - January 2009 · 3 yrs
Wachovia Securities, LLCBroker
February 2001 - June 2005 · 4 yrs 4 mos
Prudential Securities IncorporatedBroker
September 1999 - February 2001 · 1 yr 5 mos
A. G. Edwards & Sons, INC.Broker
April 1996 - September 1999 · 3 yrs 5 mos
Advest, INC.Broker
September 1989 - October 1989 · 1 mo
Painewebber IncorporatedBroker
September 1989 - April 1996 · 6 yrs 7 mos
Newhard, Cook & CO. IncorporatedBroker
October 1988 - September 1989 · 11 mos
Crowell, Weedon & CO.Broker
September 1987 - November 1988 · 1 yr 2 mos
Vestcorp Securities, INC.Broker
September 1987 - February 1988 · 5 mos
State Registrations17 states
AKAZCACOIDILINKSMANCNVNYOHORTNVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.