Douglas Smith is a registered investment advisor at Edelman Financial Engines, based in Federal Way, WA, with 37 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,281,720 clients with $290B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $400K | 1.75% |
| $400K - $750K | 1.25% |
| $750K - $1.0M | 1.00% |
| $1.0M - $3.0M | 0.75% |
| $3.0M - $10.0M | 0.60% |
| $10.0M - $25.0M | 0.50% |
| $25M+ | Included |
Fees are negotiable for accounts over $25,000,000. Clients referred by the Engagement Center may receive a discount. Edelman Financial Engines employees and their spouses/households are also eligible for a discounted fee.
Fee Estimator
Location
32001 32nd Avenue South, Suite 330, Federal Way, WA, 98001
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Douglas co-owns a rental property since 2019 and a single-family home rental since 2023. He spends minimal time on these activities, as a property management company handles the rentals.
Employment History
Current Registrations
Edelman Financial Engines
Previous Registrations
E*trade Capital Management, LLC
E*trade Securities LLCBroker
Foreside Fund Services, LLCBroker
Mbsc Securities CorporationBroker
Oppenheimerfunds Distributor, INC.Broker
Duerr Financial CorporationBroker
Financial Network Investment CorporationBroker
Murphey Favre, INC.Broker
Gna Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.