DP
DP

Deborah Peterson

30 Years of Experience
Ramsey, MN
Broker

Deborah Peterson is a registered investment advisor at UBS Financial Services INC., based in Ramsey, MN, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
Loading...

Location

Ramsey, MN

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Deborah works as an office administrator for Highmark Wealth Management, a registered investment advisor (RIA). This investment-related activity takes nearly full-time hours.

Employment History
Current Registrations
UBS Financial Services INC.
December 2025 - Present · 5 mos
UBS Financial Services INC.
December 2025 - Present · 5 mos
UBS Financial Services INC.Broker
December 2025 - Present · 5 mos
Previous Registrations
Highmark Wealth Management LLC
December 2012 - November 2025 · 12 yrs 11 mos
Purshe Kaplan Sterling InvestmentsBroker
August 2012 - November 2025 · 13 yrs 3 mos
UBS Financial Services INC.
January 2008 - August 2012 · 4 yrs 7 mos
UBS Financial Services INC.Broker
January 2008 - August 2012 · 4 yrs 7 mos
RBC Dain Rauscher INC.
February 2006 - December 2007 · 1 yr 10 mos
RBC Dain Rauscher INC.Broker
March 1998 - December 2007 · 9 yrs 9 mos
Dain Rauscher IncorporatedBroker
June 1997 - March 1998 · 9 mos
Dain Bosworth IncorporatedBroker
August 1996 - December 1996 · 4 mos
Regional Operations Group, INC.Broker
May 1995 - August 1996 · 1 yr 3 mos
State Registrations1 state
MN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.