William Spriggs
William Spriggs is a registered investment advisor at Osaic Wealth, INC., based in Clearwater, FL, with 39 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Clearwater, FL
Get directionsHistory
Regulatory History (2)
Judgment / Lien
April 1999Criminal
May 1983Other Business Activities
William works as an outside sales agent and owns residential rental property. He also provides investment advisory services through Securities America Advisors on a full-time basis and has a marketing affiliation with Columbus Advisors.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Sterling Financial Services, INC.
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Cypress Capital CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.