Carol Jordan
Carol Jordan is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Clearwater, FL, with 31 years of industry experience. Carol operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
611 Druid Road E., Suite 712, Clearwater, FL, 33756
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Regulatory History (1)
Customer Dispute
September 2002Other Business ActivitiesSells Insurance
Carol is an insurance broker selling life insurance, annuities, long-term care, and disability insurance, dedicating minimal time to this. She also provides fixed insurance advice and owns an LLC for tax purposes, and is a notary public.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Signator Investors, INC.Broker
Signator Investors, INC.
Transamerica Financial Advisors, INC.
Client First Advisors,inc.
Provise Management Group, LLC
Transamerica Financial Advisors, INCBroker
Southtrust Investment Services, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.