JJ
JJ

James Johnson

33 Years of Experience
Boulder, CO
Broker

James Johnson is a registered investment advisor at Wells Fargo Advisors, based in Boulder, CO, with 33 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1155 Canyon Blvd, Suite 210, Boulder, CO, 80302

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James has a 17% ownership in Ascent Wealth Partners, LLC and 100% ownership in James E. Johnson AWP, LLC, both investment-related. He spends about a quarter of his time on these activities.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLC
March 2023 - Present · 3 yrs 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
March 2023 - Present · 3 yrs 6 mos
Wells Fargo Advisors
March 2023 - Present · 3 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
December 2009 - January 2023 · 13 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
December 2009 - January 2023 · 13 yrs 1 mo
Wells Fargo Advisors, LLC
March 2006 - October 2009 · 3 yrs 7 mos
Wells Fargo Advisors, LLCBroker
November 2005 - October 2009 · 3 yrs 11 mos
Fifth Third Securities, INC.
February 2005 - September 2005 · 7 mos
Fifth Third Securities, INC.Broker
July 2002 - September 2005 · 3 yrs 2 mos
Fidelity Brokerage Services, INC.Broker
September 1993 - July 2000 · 6 yrs 10 mos
Painewebber IncorporatedBroker
March 1988 - February 1991 · 2 yrs 11 mos
Washington National Equity CompanyBroker
May 1987 - January 1988 · 8 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.