Michael Matlock
Michael Matlock is a registered investment advisor at LPL Financial LLC, based in Gardendale, AL, with 39 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
1217 Pecan Ave, Gardendale, AL, 35071
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2002Other Business ActivitiesSells Insurance
Michael owns a real estate sales/services company and manages tax preparation for customers. He also operates under a DBA managing investments, insurance, annuities, and tax preparation, and handles the sale of fixed annuities, life/health, and LTC insurance.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
Securities America, INC.Broker
Financial Service CO.
Mutual Service CorporationBroker
Fsc Securities CorporationBroker
Edward D. Jones & CO., L.P.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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