David Beaty
David Beaty is a ChFC-designated registered investment advisor at Heartland Financial Services, LTD., based in Cedar Falls, IA, with 39 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning, Tax Planning.
Compensation
Firm Size
IM Fee
Fee Structure
- Comprehensive financial plan — $250-$1500, depending on complexity and scope.
- Single subject financial planning/general consulting — $200/hour, with an estimate provided upfront. $500 is due in advance.
Location
2302 W 1st St, Ste 120, Cedar Falls, IA, 50613
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is the owner and advisor representative for Heartland Financial Services, a registered investment advisor and insurance sales agency, dedicating nearly full-time hours to investment advice and insurance sales. He also serves as a board member for Hearst Center for the Arts, spending minimal time per month, and is involved in insurance sales and services, dedicating about 10-20% of his time.
Employment History
Current Registrations
Heartland Financial Services, LTD.
Gwn Securities INC.
Gwn Securities INC.Broker
Previous Registrations
The O.N. Equity Sales CompanyBroker
Locust Street Securities, INC.Broker
Heartland Financial Services, LTD.
The O.N. Equity Sales CompanyBroker
CUNA Brokerage Services, INC.Broker
Century Investors of America, INC.Broker
Pruco Securities CorporationBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.