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Mark Russell

38 Years of Experience
Huntsville, AL
2 DisclosuresBrokerSells Insurance

Mark Russell is a registered investment advisor at LPL Financial LLC, based in Huntsville, AL, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

303 Williams Ave SW Ste 711, Huntsville, AL, 35801

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2008
Denied
Customer Dispute
January 2006
Settled
Other Business ActivitiesSells Insurance

Mark operates his LPL business through FPH Financial Services, LLC and Russell Financial Advisors LLC. He also sells term life and non-variable insurance products, acts in a fiduciary capacity for family members, is an Alabama Notary, and owns Boonie, LLC, a real estate rental company.

Employment History
Current Registrations
LPL Financial LLC
May 2004 - Present · 22 yrs
LPL Financial LLCBroker
May 2004 - Present · 22 yrs
Previous Registrations
Lincoln Financial Advisors Corporation
April 2000 - May 2004 · 4 yrs 1 mo
Lincoln Financial Advisors CorporationBroker
June 1994 - May 2004 · 9 yrs 11 mos
The Lincoln National Life Insurance CompanyBroker
June 1994 - May 2004 · 9 yrs 11 mos
W. S. Griffith & CO., INC.Broker
November 1987 - June 1994 · 6 yrs 7 mos
Pruco Securities CorporationBroker
July 1987 - January 1988 · 6 mos
State Registrations16 states
ALARCODCFLGAINLAMIMSNCOHSCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.