Richard Kintz
Richard Kintz is a registered investment advisor at LPL Financial LLC, based in Huntsville, AL, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2204 Whitesburg Dr., Ste 310, Huntsville, AL, 35801
Get directionsHistory
Regulatory History (1)
Judgment / Lien
May 2023Other Business Activities
Richard operates his LPL business under the DBA Kintz Capital. He also works as an independent consultant for Equity1 Advisory Corporation, dedicating a few hours per week to this non-investment related role.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wiley Bros.-Aintree Capital, LLC
Wiley Bros.-Aintree Capital, LLCBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.