James Files is a registered investment advisor at Fiduciary Solutions LLC, based in Roseville, CA, with 18 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 563 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.45% |
| $500K - $1.0M | 0.35% |
| $1M+ | 0.15% |
These fees are paid to the third-party money manager (TPMM), not Fiduciary Solutions. Fiduciary Solutions charges a separate fee of 0.90% to 1.35% annually.
Fee Estimator
Location
2520 Douglas Blvd., Ste. 110, Roseville, CA, 95661
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is the CEO of Peak Financial Freedom Group LLC, a financial planning and marketing organization, dedicating a significant amount of time to it. He is also the CEO of PFFG Insurance Agency LLC, working there about a quarter of his time, and is involved with TruChoice Financial Group, an insurance marketing organization. James also spends about 10-20% of his time mentoring and coaching, including licensed insurance agents.
Employment History
Current Registrations
Fiduciary Solutions LLC
Previous Registrations
Fiduciary Solutions, LLC
Fiduciary Solutions, LLC
Fiduciary Solutions, LLC
Qa3 Financial LLC
State Registrations4 states
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