CH
CFP
CH
CFP

Christopher Hurst

30 Years of Experience
Roseville, CA
1 DisclosureBroker

Christopher Hurst is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Roseville, CA, with 30 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3365 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.

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Location

1420 Rocky Ridge Drive, Roseville, CA, 95661

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2017
Settled
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
July 2010 - Present · 15 yrs 10 mos
Stifel, Nicolaus & Company, IncorporatedBroker
July 2010 - Present · 15 yrs 10 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - August 2010 · 1 yr 2 mos
Morgan Stanley Smith Barney LLC
June 2009 - August 2010 · 1 yr 2 mos
Citigroup Global Markets INC.
October 1998 - June 2009 · 10 yrs 8 mos
Citigroup Global Markets INC.Broker
July 1998 - June 2009 · 10 yrs 11 mos
Dean Witter Reynolds INC.Broker
August 1995 - August 1998 · 3 yrs
State Registrations19 states
AZCACOFLHIIAIDILINMINCNMNVNYORPATNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Hurst - Financial Advisor | TrueAdvisor