Alfredo Formentano is a registered investment advisor at Morgan Stanley, based in Birmingham, AL, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3500 Colonnade Parkway, Suite 200, Birmingham, AL, 35243
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
September 2022 - Present · 3 yrs 10 mos
Morgan Stanley
September 2022 - Present · 3 yrs 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2008 - August 2022 · 13 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2008 - August 2022 · 13 yrs 9 mos
UBS Financial Services INC.Broker
February 2005 - September 2008 · 3 yrs 7 mos
UBS Financial Services INC.
February 2005 - September 2008 · 3 yrs 7 mos
TD Waterhouse Investor Services, INC.
May 2004 - January 2005 · 8 mos
TD Waterhouse Investor Services, INC.Broker
April 2004 - January 2005 · 9 mos
E*trade Advisory Services, INC.
June 2002 - June 2003 · 1 yr
E*trade Securities LLCBroker
June 2002 - June 2003 · 1 yr
Investment Advisors
June 2002 - June 2002 · 0 mos
Proequities, INC.Broker
May 2002 - June 2002 · 1 mo
UBS Painewebber INC.Broker
May 2000 - February 2002 · 1 yr 9 mos
Southern Securities Investment Bankers, INC.Broker
February 1987 - June 1987 · 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.