Dudley Irwin is a registered investment advisor at Bfc Planning, INC., based in Edwards, CO, with 38 years of industry experience. Dudley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 3 more. Their firm serves 6,720 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
BFC Planning offers asset management services through various platforms. Fees are based on the amount of assets managed and can vary depending on the platform and the IAR. The maximum allowable fee is 2.5% annually. Fees may be charged in advance or arrears, monthly or quarterly. Clients may also incur charges from third parties, such as mutual fund expenses and IRA fees. Some platforms have minimum account sizes.
Platforms include:
- Berthel Edge
- BFC Advisory program
- American Funds Direct F-2 Share Class Program
- Institutional RIA Platform
- Variable Annuity/Variable Life Sponsors
- Envestnet’s Managed Account Solutions
- Sub-Advisory Platforms
- Held Away Accounts
Location
97 Main Street W 103, Edwards, CO, 81632
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2005Customer Dispute
October 1998Other Business Activities
Dudley provides investment advice and planning for clients through 1st & Main LLP and 1st & Main Investment Advisors, and manages accounts for clients through DMI Investments, LLC. He also serves in various roles, including as a board member for Eagle City School, member of Niwot Rotary, and treasurer for New Hardt Water Company, dedicating minimal time to these activities.
Employment History
Current Registrations
Bfc Planning, INC.
Berthel Fisher & Company Financial Services, INC.
Berthel, Fisher & Company Financial Services, INC.Broker
Previous Registrations
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
UBS Painewebber INC.
UBS Painewebber INC.Broker
Smith Barney INC.Broker
Kemper Securities Group, INC.Broker
Boettcher & Company, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.