Stuart Berrin
Stuart Berrin is a registered investment advisor at Prime Capital Financial, based in New York, NY, with 38 years of industry experience. Stuart operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 19,012 clients with $30B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Prime Capital Financial offers asset management services where fees typically range from 1.00% to 1.50% annually, but can range from 0.25% to 2.50% of the assets in your account. Fees are negotiable based on factors like the advisor, client type, complexity, account composition, trading activity, potential deposits, client relationship, and total assets managed. Different advisors may charge different fees for the same services. Clients also pay transaction costs. Some clients may be charged performance-based fees. A minimum investment of $100,000 is required for the Opportunistic Growth Strategy.
Location
3 Columbus Circle - Suite #1554, New York, NY, 10019
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stuart is a partner in CHHSZ Holdings LLC, the sole owner of Prime Capital Investment Advisors, LLC, spending minimal time on advisory services. He also works as an insurance agent selling fixed insurance products, dedicating a few hours per week, and provides business consulting services to CPA clients, spending minimal time on this activity.
Employment History
Current Registrations
Prime Capital Financial
Previous Registrations
Edelman Financial Engines
Ef Legacy Securities, LLCBroker
Edelman Financial Services, LLC
Sanders Morris Harris LLCBroker
Wall Street Financial Group, INC
Wall Street Financial Group, INC.Broker
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Wall Street Financial Group, INC.Broker
Wall Street Financial Group, INC
Asset & Financial Planning, LTD
Prime Capital Services, INC.Broker
Lincoln Investment Planning, INC.Broker
Legend Capital CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.