Andrew Fass
Andrew Fass is a registered investment advisor at Cetera Investment Advisers LLC, based in Shingle Springs, CA, with 35 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
4140 Mother Lode Dr., Suite 116, Shingle Springs, CA, 95682
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Andrew is a FINRA arbitrator, founder/advisor at Fass Wealth Strategies Group, an insurance agent, and a course instructor at Sacramento State University. He also participates in the International Federation for Retirement Education and is a director for Pioneer Village HOA.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Hilltop Securities INC.Broker
Hilltop Securities INC.
Beverly Hills Wealth Management, LLC
Mutual Securities, INC.Broker
Robert W. Baird & CO. IncorporatedBroker
Robert W. Baird & CO. Incorporated
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Macken Securities, INC.Broker
Intersecurities, INC.Broker
Essex National Securities, INC.Broker
New England SecuritiesBroker
Century Investors of America, INC.Broker
Century Investors of America, INC.Broker
Pamco Securities and Insurance ServicesBroker
Shearson Lehman Hutton INC.Broker
E. F. Hutton & Company INCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.