BS
BS

Bruce Sears

39 Years of Experience
Rochester, NY
Broker

Bruce Sears is a registered investment advisor at Wells Fargo Advisors, based in Rochester, NY, with 39 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

572 Titus Ave, Rochester, NY, 14617

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Bruce owns rental property and a solar panel land lease in Skaneateles, NY, starting in 2022, requiring minimal time. He also has 100% ownership with his spouse in Northwind, which is related to his spouse's furniture making business, starting in 2000, also requiring minimal time.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
June 2023 - Present · 3 yrs 3 mos
Wells Fargo Advisors
June 2023 - Present · 3 yrs 3 mos
Previous Registrations
Janney Montgomery Scott LLCBroker
December 2016 - June 2023 · 6 yrs 6 mos
Janney Montgomery Scott LLC
December 2016 - June 2023 · 6 yrs 6 mos
RBC Capital Markets, LLC
January 2005 - January 2017 · 12 yrs
RBC Capital Markets, LLCBroker
March 2004 - January 2017 · 12 yrs 10 mos
Janney Montgomery Scott LLCBroker
October 1996 - April 2004 · 7 yrs 6 mos
Painewebber IncorporatedBroker
July 1988 - October 1996 · 8 yrs 3 mos
Dean Witter Reynolds INC.Broker
March 1987 - July 1988 · 1 yr 4 mos
State Registrations13 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.