Peter Ambrose
Peter Ambrose is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Vienna, VA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
8075 Leesburg Pike, Vienna, VA, 22182
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Regulatory History (2)
Customer Dispute
July 2003Customer Dispute
March 1999Other Business Activities
Peter is a FINRA arbitrator since 2009, dedicating a few hours per week to industry/customer resolution. This activity is not investment-related.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
UBS Financial Services INC.Broker
Prudential Securities IncorporatedBroker
Empire National Securities, IncorporatedBroker
Sherwood Capital, INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.