LF
ChFC
LF
ChFC

Louise Fleming

38 Years of Experience
Columbus, OH
BrokerSells Insurance

Louise Fleming is a ChFC-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Columbus, OH, with 38 years of industry experience. Louise operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

7700 Rivers Edge Dr, Ste 200, Columbus, OH, 43235

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Louise is a part owner in North American Broadcasting Co., Inc., owns rental property, and is involved in purebred dog breeding and sales, taking about 10-20% of her time. She may also earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
June 2008 - Present · 18 yrs 1 mo
Northwestern Mutual Investment Services, LLCBroker
May 1987 - Present · 39 yrs 2 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
March 1996 - January 2002 · 5 yrs 10 mos
State Registrations14 states
AZCAFLINKYMAMINCOHSCTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Louise Fleming - Financial Advisor | TrueAdvisor