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Alan Robello

Avisen Advisors, LLC
38 Years of Experience
Sacramento, CA
1 DisclosureBroker
View SEC Summary
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Alan Robello is a registered investment advisor at Avisen Advisors, LLC, based in Sacramento, CA, with 38 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 190 clients with $360M in assets under management.

Avisen Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
190 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$356.1M

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$1,000

Avisen Advisors manages investments through several programs, each with its own fee structure. Fees are calculated as a percentage of the assets managed and are paid quarterly in advance. The fees may be negotiable. Here's a summary of the programs and their fees:

  • Avisen Advisors Investment Portfolio: Fees range from 1.00% to 2.00% depending on the amount invested.
  • Global Portfolio Solution (GPS): Fees range from 1.75% to 3.00% depending on the amount invested.
  • Lockwood Investment Strategies (LIS): Fees range from 1.75% to 3.00% depending on the amount invested.
  • Lockwood Asset Allocation Portfolios (LAAP): Fees range from 1.00% to 2.00% depending on the amount invested.
  • Envestnet Mutual Fund Portfolio, Income Portfolio, and Index Enhanced Portfolio: Fees range from 1.00% to 2.00% depending on the amount invested. A $1,000 minimum annual fee applies.
  • Mutual Fund Choice: Fees range from 1.00% to 2.00% depending on the amount invested. A $1,000 minimum annual fee applies.
  • Envestnet SMA Portfolio: Fees range from 1.75% to 3.00% depending on the amount invested.
  • SMA Choice Portfolio: Fees range from 1.75% to 3.00% depending on the amount invested.
  • Envestnet UMA Portfolio: Fees range from 1.75% to 3.00% depending on the amount invested.
  • Advisory Choice Portfolio: A flat 2.00% fee applies to all assets. A $1,000 minimum annual fee applies.
View Full SEC Brochure

Location

3620 American River Drive, Suite 145, Sacramento, CA, 95864

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2003
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Alan is associated with Avisen Advisors, LLC, an investment advisory firm, where he serves as a portfolio manager. He dedicates about a quarter of his time to this business.

Employment History
Current Registrations
Avisen Advisors, LLC
February 2010 - Present · 16 yrs 3 mos
Avisen Wealth Management, INC.Broker
August 2003 - Present · 22 yrs 9 mos
Previous Registrations
Round Hill Securities, INC.Broker
June 2001 - October 2003 · 2 yrs 4 mos
Wells Fargo Van Kasper, LLCBroker
February 1996 - June 2001 · 5 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1994 - March 1996 · 1 yr 3 mos
Kidder, Peabody & CO. IncorporatedBroker
June 1988 - January 1995 · 6 yrs 7 mos
Baraban Securities, INC.Broker
September 1987 - June 1988 · 9 mos
State Registrations7 states
AZCAFLNVORSDTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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