Kenneth Brown
Kenneth Brown is a registered investment advisor at Avisen Advisors, LLC, based in Sacramento, CA, with 44 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 190 clients with $360M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Avisen Advisors manages investments through several programs, each with its own fee structure. Fees are calculated as a percentage of the assets managed and are paid quarterly in advance. The fees may be negotiable. Here's a summary of the programs and their fees:
- Avisen Advisors Investment Portfolio: Fees range from 1.00% to 2.00% depending on the amount invested.
- Global Portfolio Solution (GPS): Fees range from 1.75% to 3.00% depending on the amount invested.
- Lockwood Investment Strategies (LIS): Fees range from 1.75% to 3.00% depending on the amount invested.
- Lockwood Asset Allocation Portfolios (LAAP): Fees range from 1.00% to 2.00% depending on the amount invested.
- Envestnet Mutual Fund Portfolio, Income Portfolio, and Index Enhanced Portfolio: Fees range from 1.00% to 2.00% depending on the amount invested. A $1,000 minimum annual fee applies.
- Mutual Fund Choice: Fees range from 1.00% to 2.00% depending on the amount invested. A $1,000 minimum annual fee applies.
- Envestnet SMA Portfolio: Fees range from 1.75% to 3.00% depending on the amount invested.
- SMA Choice Portfolio: Fees range from 1.75% to 3.00% depending on the amount invested.
- Envestnet UMA Portfolio: Fees range from 1.75% to 3.00% depending on the amount invested.
- Advisory Choice Portfolio: A flat 2.00% fee applies to all assets. A $1,000 minimum annual fee applies.
Location
3620 American River Drive, Suite 145, Sacramento, CA, 95864
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2004Other Business Activities
Kenneth is the principal and portfolio manager of Avisen Advisors, LLC, an investment advisory firm. He dedicates about a quarter of his time to this business.
Employment History
Current Registrations
Avisen Advisors, LLC
Avisen Wealth Management, INC.Broker
Previous Registrations
Round Hill Securities, INC.Broker
Wells Fargo Van Kasper, LLCBroker
Lynx Capital Group LLC
Painewebber IncorporatedBroker
Kidder, Peabody & CO. IncorporatedBroker
Everen Securities, INC.Broker
Bateman Eichler, Hill Richards, IncorporatedBroker
Shearson Lehman Hutton INC.Broker
Kidder, Peabody & CO. IncorporatedBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.