JG
CFP
JG
CFP

James Gendron

39 Years of Experience
Buffalo, NY
Broker

James Gendron is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Buffalo, NY, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

468 Delaware Avenue, Suite 100, Buffalo, NY, 14202

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
September 2021 - Present · 4 yrs 8 mos
Raymond James & Associates, INC.
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
October 2010 - October 2021 · 11 yrs
Wells Fargo Clearing Services, LLCBroker
January 2008 - October 2021 · 13 yrs 9 mos
A. G. Edwards & Sons, INC.Broker
July 1994 - January 2008 · 13 yrs 6 mos
Smith Barney INC.Broker
July 1993 - August 1994 · 1 yr 1 mo
Lehman Brothers INC.Broker
October 1990 - July 1993 · 2 yrs 9 mos
Empire National Securities, IncorporatedBroker
June 1990 - October 1990 · 4 mos
Prudential-Bache Securities INC.Broker
February 1987 - July 1990 · 3 yrs 5 mos
State Registrations17 states
AZCAFLGAINKYMAMDMSNCNYOHORSCTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.