Sylvester Knox
Sylvester Knox is a registered investment advisor at The Knox Group Wealth Management, based in Short Hills, NJ, with 35 years of industry experience. Sylvester operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 83 clients with $19M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The Knox Group charges a percentage of the value of your portfolio annually, paid monthly. The fee ranges from 0.75% to 2.00% depending on the size and complexity of your account. Fees are negotiable and may be higher for relationships with multiple objectives, specific reporting requirements, portfolio restrictions, and other complexities.
Location
51 Jfk Parkway, Short Hills, NJ, 07078
Get directionsHistory
Regulatory History (22)
Regulatory
August 2020Customer Dispute
May 2018Regulatory
March 2018Regulatory
January 2018Customer Dispute
May 2017Customer Dispute
March 2017Employment Separation After Allegations
January 2017Customer Dispute
November 2016Customer Dispute
November 2016Customer Dispute
October 2016Customer Dispute
October 2016Customer Dispute
October 2016Customer Dispute
October 2016Customer Dispute
October 2016Customer Dispute
October 2016Customer Dispute
August 2016Customer Dispute
August 2016Customer Dispute
July 2016Customer Dispute
May 2016Customer Dispute
September 2013Customer Dispute
July 2009Customer Dispute
November 1999Other Business ActivitiesSells Insurance
Sylvester is an advisory board member for Newark Emergency Services for Families, dedicating a few hours per week. He also owns rental properties and provides insurance services, spending minimal time on each.
Employment History
Current Registrations
The Knox Group Wealth Management
Previous Registrations
The Knox Group Wealth Management
Fsc Securities CorporationBroker
Fsc Securities Corporation
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
First Union Brokerage Services, INC.Broker
Marketing One Securities, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Madison Chapin Assocs., INC.Broker
Painewebber IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.