Jonathan Ellefson
Jonathan Ellefson is a registered investment advisor at Ausdal Financial Partners, INC., based in Harker Heights, TX, with 38 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 10,402 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ausdal Financial Partners offers several investment management programs. Fees vary depending on the program and custodian.
Advisor Managed Account (AMP): Fees are negotiated with your advisor, with a maximum annual fee of 3%. Wrap accounts include all transaction costs, while non-wrap accounts charge separately for advisory services and transactions.
Third Party Managed Accounts (SMA/UMA): Fees consist of an Investment Advisor Representative Fee, a Platform Fee (0.11% to 0.28%), and a Manager Fee (0% to 0.80%).
Retirement Plan Advisory Program: Maximum annual fee of 3%. Fees can be a fixed percentage or tiered based on account assets.
Held Away Accounts (Pontera): Maximum advisory fee of 1.5% of account assets. Fees must be deducted from an alternate advisory account or billed directly to the client.
Location
552 E. Fm 2410, Harker Heights, TX, 76548
Get directionsHistory
Regulatory History (5)
Customer Dispute
October 2022Customer Dispute
June 2022Customer Dispute
June 2019Customer Dispute
February 2017Customer Dispute
May 2015Other Business ActivitiesSells Insurance
Jonathan sells insurance products, dedicating minimal time to this activity. He also owns Ellefson & Associates, where he spends nearly full-time hours, conducting IIEC & III business.
Employment History
Current Registrations
Ausdal Financial Partners, INC.
Ausdal Financial Partners, INC.
Ausdal Financial Partners, INC.Broker
Previous Registrations
Intervest International, INC.
Intervest International Equities CorporationBroker
American Express Financial Advisors INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.