Thomas Braun
Thomas Braun is a registered investment advisor at Gradient Investments, LLC, based in Matthews, NC, with 12 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 26,563 clients with $8.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Strategic Portfolios: 2.00% annually. Tactical Portfolios: 1.80% annually. Allocation & Defined Outcome Portfolios: 1.70% annually. Preservation Portfolios: 1.00% annually. Private Wealth Series: 1.50% annually. Fees are negotiable.
Fee Estimator
Location
Matthews, NC
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Regulatory History (1)
Regulatory
March 2003Other Business ActivitiesSells Insurance
Thomas is the owner of Goldenguard Financial, providing insurance services and products since 2008. This activity takes nearly a full-time commitment.
Employment History
Current Registrations
Gradient Investments, LLC
Previous Registrations
Goldenguard Wealth Management, LLC
Thrivent Investment Management INC.Broker
Thrivent Investment Management INC.
Worth Financial Group INC.
Worth Financial Group INC.Broker
Securities America, INC.Broker
First American National Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.