Peter Cook is a registered investment advisor, based in Woodbury, NY, with 37 years of industry experience.
Location
125 Froehlich Farm Blvd., Woodbury, NY, 11797
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2022Closed-No Action
Other Business Activities
Peter works as an administrative assistant for Essex Village Manor LLC, handling payroll, resident payments, and expense reports remotely. This activity is not investment-related and takes minimal time during regular hours.
Employment History
Current Registrations
Vanderbilt Advisory Services
October 2015 - Present · 10 yrs 9 mos
Vanderbilt Securities, LLCBroker
October 2015 - Present · 10 yrs 9 mos
Previous Registrations
J.P. Turner & Company, L.L.C.Broker
September 2014 - October 2015 · 1 yr 1 mo
J P Turner & Company Capital Management, LLC
September 2014 - October 2015 · 1 yr 1 mo
Wells Fargo Advisors, LLCBroker
March 2012 - September 2014 · 2 yrs 6 mos
Wells Fargo Advisors, LLC
March 2012 - September 2014 · 2 yrs 6 mos
Garden State Securities, INC.Broker
September 2005 - February 2012 · 6 yrs 5 mos
Garden State Securities, INC.Broker
January 2004 - August 2004 · 7 mos
Robert M. Cohen & CO., INC.Broker
February 1990 - January 2004 · 13 yrs 11 mos
The Stuart-James Company, IncorporatedBroker
February 1987 - February 1990 · 3 yrs
State Registrations9 states
CACTFLMENHNJNYRIVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.