Craig Harbin is a registered investment advisor, based in Westlake Village, CA, with 33 years of industry experience.
Location
Westlake Village, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2025 - Present · 11 mos
Cetera Investment Services LLCBroker
June 2025 - Present · 11 mos
Previous Registrations
Siebert Advisornxt, LLC.
April 2019 - March 2025 · 5 yrs 11 mos
Muriel Siebert & CO., LLCBroker
April 2019 - March 2025 · 5 yrs 11 mos
Oppenheimer & CO. INC.
May 2018 - April 2019 · 11 mos
Oppenheimer & CO. INC.Broker
May 2018 - April 2019 · 11 mos
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
March 2016 - May 2018 · 2 yrs 2 mos
Bancwest Investment Services, INC.Broker
March 2016 - May 2018 · 2 yrs 2 mos
Cambridge Investment Research Advisors, INC.
September 2014 - February 2016 · 1 yr 5 mos
Cambridge Investment Research, INC.Broker
September 2014 - February 2016 · 1 yr 5 mos
Stockcross Financial Services
May 2013 - September 2014 · 1 yr 4 mos
Stockcross Financial Services, INC.Broker
July 2005 - September 2014 · 9 yrs 2 mos
Capital Securities of America, INC.Broker
July 2004 - July 2005 · 1 yr
TD Waterhouse Investor Services, INC.Broker
March 2000 - June 2004 · 4 yrs 3 mos
Painewebber IncorporatedBroker
April 1999 - March 2000 · 11 mos
Waterhouse Securities, INC.Broker
November 1997 - April 1999 · 1 yr 5 mos
Kennedy, Cabot & CO.Broker
April 1992 - November 1997 · 5 yrs 7 mos
Drake Capital Securities, INC.Broker
February 1992 - March 1992 · 1 mo
State Registrations2 states
AZCA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.