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Michael Maher

B. Riley Wealth Advisors, INC.
39 Years of Experience
Quakertown, PA
1 DisclosureBroker
View SEC Summary
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Michael Maher is a registered investment advisor at B. Riley Wealth Advisors, INC., based in Quakertown, PA, with 39 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 17,372 clients with $7B in assets under management.

B. Riley Wealth Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
174 advisors
Number of Clients
17,372 clients
Average Client Portfolio
$405K average
Assets Under Management
$7.0B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)

B. Riley Wealth Advisors offers investment management through various programs. The Advisor-as-Portfolio Manager (APM) program allows your advisor to manage your account, potentially using outside managers. You'll pay an annual fee based on the value of your portfolio, which is negotiable up to a maximum. Transaction fees may be included or billed separately.

Third-Party Managed Programs are also available, utilizing the Envestnet platform. These programs also charge an annual fee based on the value of your portfolio, not exceeding 2.75%, which is negotiable. These programs may also be wrap fee programs.

Other third-party managed programs are available through Brinker, SEI, and AssetMark, with minimums starting at $500,000 for Brinker.

View Full SEC Brochure

Location

136 Mill Road, Suite A, Quakertown, PA, 18951

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History

Regulatory History (1)
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Customer Dispute
December 2001
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
B. Riley Wealth Advisors, INC.
August 2022 - Present · 3 yrs 9 mos
B. Riley Wealth ManagementBroker
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
B Riley Wealth Management
February 2022 - December 2022 · 10 mos
Ameriprise Financial Services, LLC
April 2016 - March 2022 · 5 yrs 11 mos
Ameriprise Financial Services, LLCBroker
April 2016 - March 2022 · 5 yrs 11 mos
Stifel, Nicolaus & Company, IncorporatedBroker
September 2009 - April 2016 · 6 yrs 7 mos
Stifel, Nicolaus & Company, Incorporated
September 2009 - April 2016 · 6 yrs 7 mos
UBS Financial Services INC.
January 2006 - September 2009 · 3 yrs 8 mos
UBS Financial Services INC.Broker
August 2005 - September 2009 · 4 yrs 1 mo
Legg Mason Wood Walker, IncorporatedBroker
September 1996 - September 2005 · 9 yrs
Prudential Securities IncorporatedBroker
February 1987 - September 1996 · 9 yrs 7 mos
State Registrations22 states
AZCACODEFLGAILKSMDMENCNJNVNYOKORPASCTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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