Jonathan Roth
Jonathan Roth is a registered investment advisor at LPL Enterprise, LLC, based in Springfield, IL, with 37 years of industry experience. Jonathan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
901 South Grand Ave West, Springfield, IL, 62704
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2011Regulatory
August 1993Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Brokers International Financial Services, LLC.Broker
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Ing Financial Partners, INC.Broker
Focused Investments L.L.C.Broker
Raymond James Financial Services, INC.Broker
Robert Thomas Securities, INCBroker
First Brokerage America, L.L.C.Broker
Aegon USA Securities INC.Broker
Locust Street Securities, INC.Broker
Mgi Investments, INC.Broker
Gna Securities, INC.Broker
Vestax Securities CorporationBroker
American Express Financial Advisors INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.