William Roark
William Roark is a registered investment advisor at Rs Asset Management, LLC, based in Colorado Springs, CO, with 39 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 251 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
RS Asset Management offers Comprehensive Portfolio Management and Asset Management services. The annual fee ranges from 1.00% to 2.00% of the value of your portfolio, depending on the complexity. The fee is calculated based on the value of your account at the end of the previous quarter and is billed quarterly, in advance.
Location
660 Southpointe Court, Suite 312, Colorado Springs, CO, 80906
Get directionsHistory
Regulatory History (3)
Customer Dispute
May 2012Customer Dispute
July 2008Customer Dispute
August 2002Other Business Activities
William is a registered investment advisor with RS Asset Management, LLC, dedicating most of his time to asset management and financial planning. He also owns a farm, a self-storage facility, and is involved in center of influence marketing and workshop instruction.
Employment History
Current Registrations
Rs Asset Management, LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.