Francis Michael Gutrich

Apollon Financial, LLC

38 Years of Experience

1 DisclosureSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementHigh Net Worth

Apollon Financial, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

16 advisors

Number of Clients

833 clients

Average Client Portfolio

$1.1M average

Assets Under Management

$890.4M

Fee Structure

Financial Planning:Investment management only

Location

111 Coleman Blvd, Suite 402, Mount Pleasant, SC, 29464

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History

Regulatory History (1)

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Customer Dispute

January 2012

Denied

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Francis sells non-variable insurance, dedicating minimal time to this activity. He also provides investment advisory services through Apollon Financial LLC, spending nearly full-time on this activity.

Employment History

Current Registrations

Apollon Financial, LLC

September 2024 - Present · 1 yr 5 mos

Previous Registrations

Highpoint Planning Partners

December 2021 - October 2024 · 2 yrs 10 mos

LPL Financial LLCBroker

January 2017 - August 2025 · 8 yrs 7 mos

Highpoint Planning Partners

January 2017 - December 2021 · 4 yrs 11 mos

J.P. Morgan Securities LLCBroker

October 2012 - January 2017 · 4 yrs 3 mos

J.P. Morgan Securities LLC

October 2012 - January 2017 · 4 yrs 3 mos

Chase Investment Services CORP.

January 2011 - October 2012 · 1 yr 9 mos

Chase Investment Services CORP.Broker

July 2005 - October 2012 · 7 yrs 3 mos

Banc One Securities CorporationBroker

February 1999 - July 2005 · 6 yrs 5 mos

First Chicago Nbd Investment Services, INC.Broker

February 1997 - February 1999 · 2 yrs

Liberty Securities CorporationBroker

July 1996 - January 1997 · 6 mos

Gna Securities, INC.Broker

August 1994 - November 1996 · 2 yrs 3 mos

John Hancock Distributors, INC.Broker

April 1989 - August 1994 · 5 yrs 4 mos

John Hancock Mutual Life Insurance CompanyBroker

April 1989 - August 1994 · 5 yrs 4 mos

Allied Capital Group, INC.Broker

October 1988 - February 1989 · 4 mos

Graystone Nash, INC.Broker

June 1988 - November 1988 · 5 mos

Joseph P. Mcgivney and Associates, INC.Broker

April 1987 - May 1988 · 1 yr 1 mo

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.