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Francis Gutrich

Apollon Financial, LLC
39 Years of Experience
Downers Grove, IL
1 DisclosureSells Insurance
View SEC Summary
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Francis Gutrich is a registered investment advisor at Apollon Financial, LLC, based in Downers Grove, IL, with 39 years of industry experience. Francis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 1,258 clients with $1.4B in assets under management.

Apollon Financial, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
20 advisors
Number of Clients
1,258 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$1.4B

Fee Structure

Minimum Investment:$250K
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Advisory fees are negotiable and range up to 3.0% annually based on factors such as relationship size, complexity, and services rendered. Additional fees may apply for specific strategies like Direct Indexing (0.10%), sub-advisors, or LPL programs.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2001 Butterfield Road, Suite 1000, Downers Grove, IL, 60515

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2012
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Francis sells non-variable insurance, dedicating minimal time to this activity. He also provides investment advisory services through Apollon Financial LLC, spending nearly full-time on this activity.

Employment History
Current Registrations
Apollon Financial, LLC
September 2024 - Present · 2 yrs 1 mo
Previous Registrations
Highpoint Planning Partners
December 2021 - October 2024 · 2 yrs 10 mos
LPL Financial LLCBroker
January 2017 - August 2025 · 8 yrs 7 mos
Highpoint Planning Partners
January 2017 - December 2021 · 4 yrs 11 mos
J.P. Morgan Securities LLCBroker
October 2012 - January 2017 · 4 yrs 3 mos
J.P. Morgan Securities LLC
October 2012 - January 2017 · 4 yrs 3 mos
Chase Investment Services CORP.
January 2011 - October 2012 · 1 yr 9 mos
Chase Investment Services CORP.Broker
July 2005 - October 2012 · 7 yrs 3 mos
Banc One Securities CorporationBroker
February 1999 - July 2005 · 6 yrs 5 mos
First Chicago Nbd Investment Services, INC.Broker
February 1997 - February 1999 · 2 yrs
Liberty Securities CorporationBroker
July 1996 - January 1997 · 6 mos
Gna Securities, INC.Broker
August 1994 - November 1996 · 2 yrs 3 mos
John Hancock Distributors, INC.Broker
April 1989 - August 1994 · 5 yrs 4 mos
John Hancock Mutual Life Insurance CompanyBroker
April 1989 - August 1994 · 5 yrs 4 mos
Allied Capital Group, INC.Broker
October 1988 - February 1989 · 4 mos
Graystone Nash, INC.Broker
June 1988 - November 1988 · 5 mos
Joseph P. Mcgivney and Associates, INC.Broker
April 1987 - May 1988 · 1 yr 1 mo
State Registrations1 state
IL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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