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CFP
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CFP

Dory Rodriguez

Apollon Financial, LLC
25 Years of Experience
Downers Grove, IL
1 DisclosureBrokerSells Insurance
View SEC Summary
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Dory Rodriguez is a CFP-designated registered investment advisor at Apollon Financial, LLC, based in Downers Grove, IL, with 25 years of industry experience. Dory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 1,258 clients with $1.4B in assets under management.

Apollon Financial, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
20 advisors
Number of Clients
1,258 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$1.4B

Fee Structure

Minimum Investment:$250K
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Advisory fees are negotiable and range up to 3.0% annually based on factors such as relationship size, complexity, and services rendered. Additional fees may apply for specific strategies like Direct Indexing (0.10%), sub-advisors, or LPL programs.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2001 Butterfield Road, Suite 1000, Downers Grove, IL, 60515

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Dory is involved in several investment-related activities, including Leaders Partners, Inc., HighPoint Planning Partners, HighPoint Advisor Group, Lang Financial Group, Indigo Wealth Advisors, and Apollon Financial/LLC. She also sells non-variable and disability insurance, dedicating about 10-20% of her time to insurance sales.

Employment History
Current Registrations
Apollon Financial, LLC
January 2025 - Present · 1 yr 9 mos
LPL Financial LLCBroker
December 2012 - Present · 13 yrs 10 mos
Previous Registrations
Highpoint Planning Partners
December 2021 - January 2025 · 3 yrs 1 mo
Highpoint Planning Partners
January 2013 - December 2021 · 8 yrs 11 mos
Securian Financial Services, INC.
September 2001 - December 2012 · 11 yrs 3 mos
Securian Financial Services, INC.Broker
June 2001 - December 2012 · 11 yrs 6 mos
State Registrations15 states
AZCACOFLILINMNMOMTNCNHPATXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Dory Rodriguez - Financial Advisor | TrueAdvisor