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Michael Applebaum

Vanderbilt Advisory Services
39 Years of Experience
Marlton, NJ
9 DisclosuresBroker
View SEC Summary
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Michael Applebaum is a registered investment advisor at Vanderbilt Advisory Services, based in Marlton, NJ, with 39 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 6,470 clients with $2.1B in assets under management.

Vanderbilt Advisory Services
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
166 advisors
Number of Clients
6,470 clients
Average Client Portfolio
$326K average
Assets Under Management
$2.1B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Minimum Annual Fee:$90
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.50%
$100K - $250K2.25%
$250K - $500K2.00%
$500K - $1.0M1.75%
$1.0M - $2.0M1.50%
$2.0M - $5.0M1.25%
$5.0M - $10.0M1.00%
$10M+0.75%

Firm also offers threshold billing, flat percentage, and flat annual fee structures. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

26 Maple Ave Suite 208, Marlton, NJ, 08053

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History

Regulatory History (9)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2018
Settled
Customer Dispute
February 2016
Settled
Customer Dispute
November 2006
Settled
Customer Dispute
August 2003
Denied
Customer Dispute
June 2003
Denied
Customer Dispute
June 2003
Denied
Customer Dispute
December 2002
Denied
Customer Dispute
April 2001
Denied
Customer Dispute
January 1998
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Vanderbilt Advisory Services
April 2024 - Present · 2 yrs 6 mos
Vanderbilt Securities, LLCBroker
March 2024 - Present · 2 yrs 7 mos
Previous Registrations
Janney Montgomery Scott LLC
March 2016 - January 2024 · 7 yrs 10 mos
Janney Montgomery Scott LLCBroker
March 2016 - January 2024 · 7 yrs 10 mos
Wells Fargo Advisors, LLC
December 2010 - March 2016 · 5 yrs 3 mos
Wells Fargo Advisors, LLCBroker
December 2010 - March 2016 · 5 yrs 3 mos
Morgan Stanley Smith Barney LLC
June 2009 - January 2011 · 1 yr 7 mos
Morgan Stanley Smith BarneyBroker
June 2009 - January 2011 · 1 yr 7 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
November 2006 - April 2007 · 5 mos
Morgan Stanley Dw INC.Broker
November 2006 - April 2007 · 5 mos
Citigroup Global Markets INC.
September 2002 - December 2006 · 4 yrs 3 mos
Citigroup Global Markets INC.Broker
July 1993 - December 2006 · 13 yrs 5 mos
Lehman Brothers INC.Broker
November 1992 - July 1993 · 8 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
March 1988 - November 1992 · 4 yrs 8 mos
Blinder, Robinson & CO., INC.Broker
February 1987 - March 1988 · 1 yr 1 mo
State Registrations13 states
AZCADCDEFLMDNJNYOHPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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