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Stephen Zahorian
38 Years of Experience
Fort Myers, FL
3 DisclosuresBroker
Stephen Zahorian is a registered investment advisor at Cetera Investment Advisers LLC, based in Fort Myers, FL, with 38 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
2029 Bayside Parkway, Fort Myers, FL, 33901
Get directionsHistory
Regulatory History (3)
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Employment Separation After Allegations
November 2013Customer Dispute
August 2013Denied
Customer Dispute
November 2000Pending
Other Business Activities
Stephen is the president of Family Tree Financial Services, LLC, a financial services DBA, since 2008. He dedicates about a quarter of his time to this activity, with most of those hours occurring during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 3 mos
Cetera Wealth Services, LLCBroker
September 2019 - Present · 7 yrs
Previous Registrations
Cetera Advisor Networks LLC
March 2021 - June 2023 · 2 yrs 3 mos
Summit Financial Group INC
November 2013 - May 2021 · 7 yrs 6 mos
Summit Brokerage Services, INC.Broker
November 2013 - September 2019 · 5 yrs 10 mos
Raymond James Financial Services Advisors, INC
June 2009 - November 2013 · 4 yrs 5 mos
Raymond James Financial Services
September 2008 - October 2009 · 1 yr 1 mo
Raymond James Financial Services, INC.Broker
August 2008 - November 2013 · 5 yrs 3 mos
Banc of America Investment Services, INC.
December 2005 - August 2008 · 2 yrs 8 mos
Banc of America Investment Services, INC.Broker
December 2005 - August 2008 · 2 yrs 8 mos
Citigroup Global Markets INC.
May 2000 - December 2005 · 5 yrs 7 mos
Citigroup Global Markets INC.Broker
May 2000 - December 2005 · 5 yrs 7 mos
Raymond James & Associates, INC.Broker
April 1987 - May 2000 · 13 yrs 1 mo
State Registrations17 states
AZCTFLGAIAILKYMDMINCNHNYSCTNTXUTVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.