James Cairo
James Cairo is a registered investment advisor at Cetera Investment Advisers LLC, based in Fort Myers, FL, with 29 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
13241 University Drive Suite 104, Fort Myers, FL, 33907
Get directionsHistory
Regulatory History (3)
Customer Dispute
March 2008Customer Dispute
November 2001Customer Dispute
March 2000Other Business ActivitiesSells Insurance
James sells fixed insurance products, including life, annuities, and long-term care, dedicating a few hours per week. He also runs business expenses through James Cairo Investments, Inc. and works as a financial advisor at Brown & Haught Financial Group, each taking about a quarter of his time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
Mcdonald Investments INC.Broker
Raymond James & Associates, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.