LS
ChFC
LS
ChFC
Lisa Schiffer is a ChFC-designated registered investment advisor at Morgan Stanley, based in Atlanta, GA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
5 Concourse Parkway, Suite 2000, Atlanta, GA, 30328
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Regulatory History (2)
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Customer Dispute
March 2009Denied
Customer Dispute
March 2006Withdrawn
Other Business Activities
Lisa is involved with a trust in Marietta, GA, starting in January 2061. This investment-related activity requires minimal time outside of business hours.
Employment History
Current Registrations
Morgan Stanley
May 2014 - Present · 12 yrs
Morgan StanleyBroker
April 2014 - Present · 12 yrs 1 mo
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
March 2012 - April 2014 · 2 yrs 1 mo
Fsc Securities CorporationBroker
October 2010 - April 2012 · 1 yr 6 mos
Triad Advisors, INC.Broker
July 2009 - October 2010 · 1 yr 3 mos
Securities America, INC.Broker
September 2005 - July 2009 · 3 yrs 10 mos
Ha&w Wealth Management, LLC
June 2003 - April 2014 · 10 yrs 10 mos
Cap Pro Brokerage Services, INC.Broker
June 2003 - October 2005 · 2 yrs 4 mos
American Express Financial Advisors, INC.
April 2003 - June 2003 · 2 mos
American Express Financial Advisors INC.Broker
July 1990 - June 2003 · 12 yrs 11 mos
Ids Life Insurance CompanyBroker
July 1990 - June 2003 · 12 yrs 11 mos
Sanford C. Bernstein & CO., INC.Broker
June 1988 - April 1990 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1987 - July 1988 · 8 mos
State Registrations35 states
ALARAZCACOCTDCDEFLGAIDILINKYMAMDMEMIMONCNJNYOHORPAPRRISCTNTXUTVAVTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.