David Austin is a registered investment advisor at Morgan Stanley, based in Atlanta, GA, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
5 Concourse Parkway, Suite 2000, Atlanta, GA, 30328
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Regulatory History (1)
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Customer Dispute
March 2005Denied
Employment History
Current Registrations
Morgan Stanley
April 2014 - Present · 12 yrs 3 mos
Morgan Stanley
April 2014 - Present · 12 yrs 3 mos
Morgan StanleyBroker
April 2014 - Present · 12 yrs 3 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
March 2012 - April 2014 · 2 yrs 1 mo
Fsc Securities CorporationBroker
October 2010 - April 2012 · 1 yr 6 mos
Triad Advisors, INC.Broker
July 2009 - October 2010 · 1 yr 3 mos
Securities America, INC.Broker
September 2005 - July 2009 · 3 yrs 10 mos
Ha&w Wealth Management, LLC
June 2003 - April 2014 · 10 yrs 10 mos
Cap Pro Brokerage Services, INC.Broker
January 2003 - October 2005 · 2 yrs 9 mos
Allmerica Investments, INC.Broker
October 1991 - December 2002 · 11 yrs 2 mos
State Registrations34 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.