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Alice Chow is a registered investment advisor at Morgan Stanley, based in Menlo Park, CA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Menlo Park, CA
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Regulatory History (2)
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Customer Dispute
April 2003Closed-No Action
Customer Dispute
July 2002Award / Judgment
Employment History
Current Registrations
Morgan StanleyBroker
January 2020 - Present · 6 yrs 8 mos
Morgan Stanley
January 2020 - Present · 6 yrs 8 mos
Morgan Stanley
January 2020 - Present · 6 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 1997 - January 2020 · 22 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1987 - January 2020 · 32 yrs 10 mos
State Registrations18 states
CACOCTDCFLHIMAMENCNJNVNYOHORSCTXUTVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.