RM
RM
Robert Manning
38 Years of Experience
Menlo Park, CA
2 DisclosuresBroker
Robert Manning is a registered investment advisor at Morgan Stanley, based in Menlo Park, CA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2775 Sand Hill Road, Suite 120, Menlo Park, CA, 94025
Get directionsHistory
Regulatory History (2)
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Customer Dispute
February 2008Settled
Customer Dispute
July 1998Settled
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
February 2005 - June 2009 · 4 yrs 4 mos
Citigroup Global Markets INC.Broker
February 2005 - June 2009 · 4 yrs 4 mos
Deutsche Bank Securities INC.
June 2001 - March 2005 · 3 yrs 9 mos
Deutsche Bank Securities INC.Broker
January 2001 - March 2005 · 4 yrs 2 mos
Db Alex. Brown LLCBroker
September 1997 - January 2001 · 3 yrs 4 mos
Alex. Brown & Sons IncorporatedBroker
August 1995 - September 1997 · 2 yrs 1 mo
Smith Barney INC.Broker
May 1989 - August 1995 · 6 yrs 3 mos
Drexel Burnham Lambert IncorporatedBroker
February 1988 - May 1989 · 1 yr 3 mos
State Registrations40 states
AKALAZCACOCTDCDEFLGAHIIAIDILINKSMAMDMIMNMSMTNCNENHNJNMNVNYOHORPASCTNTXUTVAVTWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.