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Robert Manning

Morgan Stanley
38 Years of Experience
Menlo Park, CA
2 DisclosuresBroker
View SEC Summary
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Robert Manning is a registered investment advisor at Morgan Stanley, based in Menlo Park, CA, with 38 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

2775 Sand Hill Road, Suite 120, Menlo Park, CA, 94025

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2008
Settled
Customer Dispute
July 1998
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 4 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Citigroup Global Markets INC.
February 2005 - June 2009 · 4 yrs 4 mos
Citigroup Global Markets INC.Broker
February 2005 - June 2009 · 4 yrs 4 mos
Deutsche Bank Securities INC.
June 2001 - March 2005 · 3 yrs 9 mos
Deutsche Bank Securities INC.Broker
January 2001 - March 2005 · 4 yrs 2 mos
Db Alex. Brown LLCBroker
September 1997 - January 2001 · 3 yrs 4 mos
Alex. Brown & Sons IncorporatedBroker
August 1995 - September 1997 · 2 yrs 1 mo
Smith Barney INC.Broker
May 1989 - August 1995 · 6 yrs 3 mos
Drexel Burnham Lambert IncorporatedBroker
February 1988 - May 1989 · 1 yr 3 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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