JC
JC
John Campeau
39 Years of Experience
New Haven, CT
2 DisclosuresBroker
John Campeau is a registered investment advisor at Raymond James & Associates, INC., based in New Haven, CT, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
New Haven, CT
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Regulatory History (2)
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Financial
December 2019Final
Customer Dispute
August 2007Denied
Employment History
Current Registrations
Raymond James & Associates, INC.
October 2024 - Present · 1 yr 7 mos
Raymond James & Associates, INC.
October 2024 - Present · 1 yr 7 mos
Raymond James & Associates, INC.Broker
October 2024 - Present · 1 yr 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2017 - October 2024 · 6 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2017 - October 2024 · 6 yrs 11 mos
UBS Financial Services INC.Broker
May 2008 - December 2017 · 9 yrs 7 mos
UBS Financial Services INC.
May 2008 - December 2017 · 9 yrs 7 mos
Citigroup Global Markets INC.
September 1993 - June 2008 · 14 yrs 9 mos
Citigroup Global Markets INC.Broker
January 1990 - June 2008 · 18 yrs 5 mos
Shearson Lehman Hutton INC.Broker
May 1988 - January 1990 · 1 yr 8 mos
E. F. Hutton & Company INCBroker
March 1987 - May 1988 · 1 yr 2 mos
State Registrations29 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.