Mitchell Swayze is a registered investment advisor at Morgan Stanley, based in Troy, MI, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
101 West Big Beaver Road, Suite 1200, Troy, MI, 48084
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Regulatory History (1)
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Regulatory
May 2014Final
Other Business Activities
Mitchell is a board member and on the finance committee for the Delta Sigma Phi National & Alpha Phi Chapter, a fraternity that owns its chapter house. This takes minimal time during business hours and a few hours per week after business hours.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
May 2006 - April 2007 · 11 mos
Morgan Stanley Dw INC.Broker
March 1987 - April 2007 · 20 yrs 1 mo
State Registrations45 states
ALARAZCACOCTDCDEFLGAHIIAILINKYLAMAMDMIMNMOMTNCNDNHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTVirgin IslandsWAWIWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.