JD
CFP
JD
CFP
John Daugherty is a CFP-designated registered investment advisor at Morgan Stanley, based in Troy, MI, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
101 West Big Beaver Road, Suite 1200, Troy, MI, 48084
Get directionsHistory
Regulatory History (2)
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Customer Dispute
March 2010Settled
Customer Dispute
February 1999Award / Judgment
Employment History
Current Registrations
Morgan StanleyBroker
October 2021 - Present · 4 yrs 7 mos
Morgan Stanley
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
December 2010 - October 2021 · 10 yrs 10 mos
Wells Fargo Clearing Services, LLC
December 2010 - October 2021 · 10 yrs 10 mos
PNC Investments
October 2010 - December 2010 · 2 mos
PNC InvestmentsBroker
November 2009 - December 2010 · 1 yr 1 mo
Natcity Investments, INC.Broker
July 1998 - November 2009 · 11 yrs 4 mos
Natcity Insurance Services, INC.Broker
September 1997 - December 2001 · 4 yrs 3 mos
Olde Discount CorporationBroker
May 1994 - September 1997 · 3 yrs 4 mos
State Registrations25 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.