David Risser is a registered investment advisor at Altamira Financial Group, LLC, based in Santa Fe, NM, with 38 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 115 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Altamira Financial Group charges a fee based on a percentage of the assets they manage in your account. This fee covers investment advice, trading, and account maintenance. The specific fee is agreed upon in your investment advisory agreement and may vary based on the size and complexity of your portfolio. The maximum annual advisory fee is 2.50%, which includes any third-party money manager fees and/or LPL program fees. Fees are billed quarterly in advance.
Location
1012 Marquez Place, Unit 204A, Santa Fe, NM, 87505
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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David provides investment advisory services through Altamira Financial Group LLC, an independent investment advisor firm, dedicating nearly full-time hours to this activity. The firm is separate from and independent of LPL Financial.
Employment History
Current Registrations
Altamira Financial Group, LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Financial Partners, LLC
LPL Financial LLC
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations10 states
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