Thomas Scarpaci
Thomas Scarpaci is a registered investment advisor at Creativeone Securities, LLC, based in Overland Park, KS, with 38 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more. Their firm serves 11,317 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CreativeOne Securities (C1S) offers several investment management options:
- CreativeOne Wealth Platform: Fees range from 0.55% to 2.5% annually, based on the value of your investments. The fee is negotiated, so clients receiving similar services may pay different fees.
- Separately Managed Accounts: Fees are a flat annual fee negotiated with your C1S Representative, based on the time and complexity required to manage your account.
- Client Choice Investment Management: Fees are up to 2.00% annually, based on the daily average value of the assets in your account.
A minimum of $25,000 is required for all management programs, except CreativeOne Wealth, LLC Alpha UMA which requires a minimum of $150,000.
Location
6330 Sprint Parkway, Suite 400, Overland Park, KS, 66211
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 1999Customer Dispute
March 1998Other Business ActivitiesSells Insurance
Thomas is involved in several business activities, including energy conservation consulting with Energy Solutions Group, financial planning with Financial Solutions Group LLC (full-time), captive insurance consulting with Captive Solutions LLC (about 10-20% of his time), and payroll tax return preparation with Tax Credit Genius LLC (about 10-20% of his time). He has significant financial interests in these ventures.
Employment History
Current Registrations
Creativeone Securities, LLC
Creativeone Securities, LLCBroker
Previous Registrations
Client One Securities LLC
Ic Advisory Services, INC.
The Investment Center, INC.Broker
Prime Capital Services, INC.Broker
The Investment Center, INC.Broker
Royal Hutton Securities CORP.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Gna Securities, INC.Broker
Legend Capital CorporationBroker
Steinberg & LymanBroker
Legend Capital CorporationBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.