MG
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Mark Goddard

39 Years of Experience
Clayton, MO
1 DisclosureBroker

Mark Goddard is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Clayton, MO, with 39 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

8182 Maryland Ave., 10th Floor, Clayton, MO, 63105

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 1994
Award / Judgment
Other Business Activities

Mark is on the Board of Directors for St Louis Elks, Lodge #9, taking minimal time. He also chairs the Broadcast Committee for VP of St Louis, dedicating minimal time to coordinating a parade.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
October 1995 - Present · 31 yrs
Stifel, Nicolaus & Company, IncorporatedBroker
August 1994 - Present · 32 yrs 2 mos
Previous Registrations
Hibbard Brown & CO., INC.Broker
May 1988 - August 1994 · 6 yrs 3 mos
Sherwood Capital, INC.Broker
February 1987 - May 1988 · 1 yr 3 mos
State Registrations23 states
ALARAZCACOFLIAIDILKYLAMDMIMONCNDNENMOHTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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