Harvey Novack
Harvey Novack is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Clayton, MO, with 57 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
8182 Maryland Ave., 10th Floor, Clayton, MO, 63105
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
July 1983Other Business Activities
Harvey is a director at Forest Lake Tennis Club and The Overland Park Racquet Club. He is also a co-trustee for a non-family trust.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Morgan Stanley
Morgan Stanley Dw INC.Broker
Stifel, Nicolaus & Company, IncorporatedBroker
Prudential-Bache Securities INC.Broker
Paine, Webber, Jackson & Curtis INC.Broker
Paine, Webber, Jackson & Curtis IncorporatedBroker
Blyth Eastman Dillon & CO. IncorporatedBroker
E. F. Hutton & Company INCBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.