Eric Brown is a registered investment advisor at LPL Financial LLC, based in Richfield, WI, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Richfield, WI
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
July 1998Other Business Activities
Eric is a local school board member since April 2023, dedicating minimal time to this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Investment Centers of America, INC.Broker
Investment Centers of America, INC.
Richardson Capital Management, LLC
H. Beck, INC.Broker
Annex Wealth Management, LLC
The Mutual Fund Store
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Touchstone Securities, INC.Broker
American General Funds Distributors, INC.Broker
U.S. Bancorp Investments, INC.Broker
Fidelity Brokerage Services, INC.Broker
Smith Barney Shearson INC.Broker
Lehman Brothers INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.