John Scott
John Scott is a registered investment advisor at Realta Investment Advisors, INC, based in Wilmington, DE, with 24 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 1,958 clients with $340M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Realta Investment Advisors offers investment management services through various programs. The maximum annual fee for the Advisor as Portfolio Manager (APM) program is 2.50%, billed quarterly in advance. For Unified Managed Accounts (UMA) and Separately Managed Accounts (SMA), the maximum annual fee is also 2.50%, billed quarterly in advance, excluding platform fees. The total annual fee for the client (including Realta's fee and third-party platform fees) cannot exceed 3.00%. Fees are negotiable at Realta's discretion.
Location
1201 N. Orange Street, Suite 729, Wilmington, DE, 19801
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
September 2004Other Business ActivitiesSells Insurance
John serves on the Board of Directors for Advent Health Zephyrhills Hospital, dedicating a few hours per week. He also manages client investments and handles administrative duties through Gulf Coast Financial Strategies, taking about a quarter of his time, and offers fixed life insurance to clients, dedicating a few hours per week. Additionally, John is an Investment Advisor Representative for Realta Investment Advisors, Inc., spending about a quarter of his time there.
Employment History
Current Registrations
Realta Investment Advisors, INC
Realta Equities, INC.
Realta Equities, INC.Broker
Previous Registrations
Calton & Associates, INC.
Calton & Associates, INC.Broker
Kovack Advisors, INC.
Rk Advisors
Kovack Securities INC.Broker
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.